-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BR5aGCAtspOC+DsBKahTypzH4vkShUeJOUslHAfhzFWcaorGqjHK1ABM5U+0ZIer OxmdlcZR05+zUBkF3u1O/w== 0001104659-04-041132.txt : 20041223 0001104659-04-041132.hdr.sgml : 20041223 20041223150721 ACCESSION NUMBER: 0001104659-04-041132 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20041223 DATE AS OF CHANGE: 20041223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SBE INC CENTRAL INDEX KEY: 0000087050 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 941517641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-10455 FILM NUMBER: 041224014 BUSINESS ADDRESS: STREET 1: 4550 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 5103552000 MAIL ADDRESS: STREET 1: 4550 NORRIS CANYON RD CITY: SAN RAMON STATE: CA ZIP: 94583 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AIGH Investment Partners, LLC CENTRAL INDEX KEY: 0001311743 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 6006 BERKELEY AVENUE CITY: BALTIMORE STATE: MD ZIP: 21209 BUSINESS PHONE: (410) 415-6464 MAIL ADDRESS: STREET 1: 6006 BERKELEY AVENUE CITY: BALTIMORE STATE: MD ZIP: 21209 SC 13G 1 a04-15297_1sc13g.htm SC 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

 

Under the Securities Exchange Act of 1934
(Amendment No.    )*

 

SBE, INC.

(Name of Issuer)

 

COMMON STOCK, PAR VALUE $.001 PER SHARE

(Title of Class of Securities)

 

783873201

(CUSIP Number)

 

December 15, 2004

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

ý

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No.  783873201

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
AIGH INVESTMENT PARTNERS, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
293,120

 

6.

Shared Voting Power 
293,120

 

7.

Sole Dispositive Power 
293,120

 

8.

Shared Dispositive Power
293,120

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
293,120

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.77%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

 

2



 

Item 1.

 

(a)

Name of Issuer
SBE, Inc.

 

(b)

Address of Issuer's Principal Executive Offices
2305 Camino Ramon, Suite 200, San Ramon, CA 94583

 

Item 2.

 

(a)

Name of Person Filing
AIGH Investment Partners, LLC
Orin Hirschman is the managing member of AIGH Investment Partners, LLC.

 

(b)

Address of Principal Business Office or, if none, Residence
The principal business office of AIGH Investment Partners, LLC is 6006 Berkeley Ave.,
Baltimore, MD 21209

 

(c)

Citizenship
AIGH Investment Partners, LLC is a Delaware limited liability company.

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
783873201

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

N/A

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

293,120 shares

 

(b)

Percent of class:   

5.77%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

293,120

 

 

(ii)

Shared power to vote or to direct the vote    

293,120

 

 

(iii)

Sole power to dispose or to direct the disposition of   

293,120

 

 

(iv)

Shared power to dispose or to direct the disposition of   

293,120

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

N/A

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

N/A

 

Item 8.

Identification and Classification of Members of the Group

N/A

 

Item 9.

Notice of Dissolution of Group

N/A

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

4



 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

December 23, 2004

 

Date

 


/s/ Orin Hirschman

 

Signature

 


Managing Member

 

Name/Title

 

 

5


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